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- Series 3 - National Commodities Futures Exam
- Series 4 - Registered Options Principal Exam
- Series 6 - Investment Company & Variable Contracts Products Representative Exam
- Series 7 - General Securities Representative Exam
- Series 9 and 10 - General Securities Sales Supervisor Exam
- Series 14 - Compliance Officer Exam
- Series 16 - Supervisory Analysts Exam
- Series 22 - Direct Participation Programs Representative Exam
- Series 23 - General Securities Principal Exam - Sales Supervisor
- Series 24 - General Securities Principal Exam
- Series 26 - Investment Company and Variable Contracts Products Principal Exam
- Series 27 - Financial and Operations Principal Exam
- Series 28 - Introducing Broker-Dealer Financial and Operations Principal Exam
- Series 30 - NFA Branch Manager Exam
- Series 31 - Futures Managed Funds Exam
- Series 32 - Limited Futures Exam - Regulations
- Series 34 - Retail Off-Exchange Forex Exam
- Series 39 - Direct Participation Programs Principal Exam
- Series 50 - Municipal Advisor Representative Exam
- Series 51 - Municipal Fund Securities Limited Principal Exam
- Series 52 - Municipal Securities Representative Exam
- Series 53 - Municipal Securities Principal Exam
- Series 54 - Municipal Advisor Principal Exam
- Series 57 - Securities Trader Representative Exam
- Series 63 - Uniform Securities Agent State Law Exam
- Series 65 - Uniform Investment Adviser Law Exam
- Series 66 - Uniform Combined State Law Exam
- Series 79 - Investment Banking Representative Exam
- Series 82 - Private Securities Offerings Representative Exam
- Series 86 and 87 - Research Analyst Exam
- Series 99 - Operations Professional Exam
- SIE Exam - Securities Industrial Essential